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# Neotas - Third-Party Risk Management and Enhanced Due Diligence Platform

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## Posts
- [Private Equity Due Diligence: What Standard Diligence Can Miss](https://www.neotas.com/private-equity-due-diligence-risk-assessment/): What is a HIPAA Business Associate Agreement? 8 required provisions, BAA template, who needs one, HITECH sub-contractor obligations, and HIPAA vendor risk management guidance.
- [Vendor Governance in Healthcare: Managing PHI Risk Exposure](https://www.neotas.com/vendor-governance-in-healthcare/): What is a HIPAA Business Associate Agreement? 8 required provisions, BAA template, who needs one, HITECH sub-contractor obligations, and HIPAA vendor risk management guidance.
- [Vendor Concentration Risk in Healthcare Supply Chains](https://www.neotas.com/healthcare-vendor-concentration-risk/): What is a HIPAA Business Associate Agreement? 8 required provisions, BAA template, who needs one, HITECH sub-contractor obligations, and HIPAA vendor risk management guidance.
- [Third-party vendor risk management for financial institutions](https://www.neotas.com/third-party-vendor-risk-management-for-financial-institutions/): Third-party vendor risk management for financial institutions is now judged on evidence alongside the policy documents. The Interagency Guidance names the due diligence factors, DORA and the UK CTP regime add register and oversight obligations, and the 2024-2026 enforcement record shows the cost of relying on what vendors say about themselves.
- [What a Signed BAA Does Not Prove: HIPAA Vendor Management Beyond the Attestation](https://www.neotas.com/hipaa-vendor-management/): What is a HIPAA Business Associate Agreement? 8 required provisions, BAA template, who needs one, HITECH sub-contractor obligations, and HIPAA vendor risk management guidance.
- [Healthcare Supply Chain Risk: The 2026 Framework That Works](https://www.neotas.com/healthcare-supply-chain-risk/): Healthcare supply chain risk explained: risk types, a 5-step management framework, vendor tiering, disruption prevention and contingency planning for providers.
- [HIPAA Vendor Risk Assessment: Every Vendor Passed Your Questionnaire. Here’s What It Didn’t Ask.](https://www.neotas.com/hipaa-vendor-risk-assessment/): The documented process for assessing HIPAA vendors: the 8 BAA provisions of 45 CFR 164.504(e), OCR enforcement precedent, a 6-step assessment, vendor tiering and a 16-point checklist built for the 2025 Security Rule changes.
- [Adverse Media Screening](https://www.neotas.com/adverse-media-screening/): Adverse media screening is the process of checking a person or company against databases of negative news and public records to flag financial crime, corruption, sanctions or reputational risk. A clean adverse media screening result means a name did not match the database. It does not mean the third party is clean. Five structural blind spots sit behind that result, and closing them takes a second layer: open-source, multi-language investigation with human adjudication.
- [HIPAA business associate agreement template and HIPAA BAA checklist](https://www.neotas.com/hipaa-business-associate-agreement/): What is a HIPAA Business Associate Agreement? 8 required provisions, BAA template, who needs one, HITECH sub-contractor obligations, and HIPAA vendor risk management guidance.
- [21 CFR 820 & FDA QMSR Supplier Control Guide 2026](https://www.neotas.com/21-cfr-820-fda-qmsr-supplier-control-guide-2026/): FDA QMSR amended 21 CFR Part 820 on 2 February 2026. The purchasing controls that sat in 21 CFR 820.50 now come from ISO 13485 clause 7.4 — with an explicit ongoing monitoring obligation that a one-time supplier qualification cannot satisfy. This guide covers what changed, the six evidence elements an FDA inspection asks for, and a 90-day implementation plan to close the monitoring gap.
- [Capital Markets Due Diligence: Intelligence Beyond Standard Checks](https://www.neotas.com/capital-markets-due-diligence/): Capital Markets Due Diligence - Standard checks clear deals that later fail regulators. See how intelligence-led due diligence screens issuers, executives and counterparties. Get the briefing.
- [DORA Compliance Requirements – ICT Vendor Due Diligence Under Article 28 (2026)](https://www.neotas.com/dora-compliance-requirements/): DORA compliance requirements cover five pillars under Regulation (EU) 2022/2554, which has been fully applicable across EU financial services since 17 January 2025. The five pillars span ICT risk management (Articles 5-16), incident reporting (Articles 17-23), digital operational resilience testing (Articles 24-27), ICT third-party risk management (Articles 28-44), and information sharing (Articles 45-49).
- [Healthcare Vendor Risk Management: HIPAA, FDA & ESG Guide 2026](https://www.neotas.com/healthcare-vendor-risk-management/): Healthcare vendor risk management covers HIPAA BAA obligations, FDA 21 CFR supplier qualification, ESG duties and the 2025 HIPAA Security Rule NPRM. This guide maps all regulatory obligations, the Change Healthcare lessons, and what questionnaire-only programmes structurally miss.
- [Healthcare Third-Party Risk Management: The Complete 2026 Guide for Health Systems, Pharma and Health Tech](https://www.neotas.com/healthcare-third-party-risk-management/): Health TPRM stands for Healthcare Third-Party Risk Management. It refers to the application of TPRM disciplines to the specific risk profile of healthcare organisations — covering the HIPAA Business Associate framework, FDA supplier qualification requirements, clinical continuity obligations and the patient safety stakes that distinguish healthcare vendor risk from all other sectors. "Health TPRM" and "healthcare TPRM" are interchangeable and mean the same thing.
- [Private Equity Due Diligence Checklist – The Complete Guide for PE Deal Teams (2026)](https://www.neotas.com/private-equity-due-diligence-checklist/): TL;DR: A private equity due diligence checklist is the structured framework PE firms use to evaluate a target company before committing capital. It covers financial, commercial, operational, legal, tax, IT, HR, and ESG workstreams. This guide gives you the full checklist across every area, explains the red flags to watch for, and includes a post-close action plan most competitors miss entirely.
- [DORA Compliance for Third-Party Risk Management: What Financial Services Firms Must Do in 2026](https://www.neotas.com/dora-compliance-for-third-party-risk-management/): DORA compliance is a regulated financial entity's adherence to Regulation (EU) 2022/2554, which has applied across EU financial services since 17 January 2025. The regulation requires firms to maintain formal ICT risk frameworks, classify and report incidents within defined timelines, test operational resilience annually, oversee all ICT third-party providers through structured programmes and contractual controls, and maintain a complete Register of Information covering every ICT vendor arrangement.
- [What Is TPRM? Third-Party Risk Management Guide (2026)](https://www.neotas.com/tprm/): TPRM - Third-Party Risk Management is the structured process an organisation uses to identify, assess, monitor and manage the risks created by working with external parties, including vendors, suppliers, contractors, consultants, technology providers and outsourced service functions.
- [Third-Party Risk Management Policy – Objectives & Questions to Ask in a TPRM Policy](https://www.neotas.com/third-party-risk-management-policy/): A third-party risk management policy is a formal governance document that defines how an organisation identifies, assesses, controls, and monitors risk from vendors, suppliers, contractors, and service providers. It covers the full vendor lifecycle from onboarding through to offboarding. It gives regulators, auditors, and internal teams a single reference for vendor oversight.
- [Third-Party Risk Assessment: A Complete Guide for Risk and Compliance Teams](https://www.neotas.com/third-party-risk-assessment/): A third-party risk assessment is a structured process for identifying, scoring, and documenting the risks that vendors, suppliers, and service providers introduce to your organisation. It examines financial stability, cybersecurity controls, regulatory compliance, operational resilience, and reputational exposure, then assigns a risk tier that determines how the third party needs to be managed and monitored.
- [Due Diligence Report – A structured, actionable reporting framework for 2026](https://www.neotas.com/due-diligence-report/): In every serious business transaction, the due diligence report sits at the centre of decision-making. It is not just a compliance formality - it’s the factual backbone of how organisations validate trust, value, and integrity before committing capital or reputation.
- [Enhanced Due Diligence Checklist – EDD checklist for High-Risk Customers](https://www.neotas.com/enhanced-due-diligence-checklist/): This enhanced due diligence checklist covers all 9 stages of a compliant EDD assessment, from identity verification to ongoing monitoring.
- [Due Diligence: Types, Process, Free Checklist & Tools (2026 Guide)](https://www.neotas.com/due-diligence/): Due diligence is a structured investigation carried out before committing to a business relationship, transaction, or decision. The term covers a wide range of investigative activities: verifying identities, checking financial records, screening for sanctions and adverse media, assessing ESG exposure, and investigating key individuals.
- [Risk Management Framework: The Complete 2026 Guide](https://www.neotas.com/risk-management-framework/): A risk management framework (RMF) is a structured system organisations use to identify, assess, treat, and monitor risks across all levels of the business. This guide covers every major framework including the NIST RMF, ISO 31000, and COSO ERM, alongside sector-specific models for cyber, AI, third-party, and IT risk. Whether you're building a framework from scratch or fixing one that isn't working, you'll find practical steps, templates, and implementation guidance here.
- [Anti-Money Laundering (AML) – The 5 pillars of AML Compliance](https://www.neotas.com/anti-money-laundering-aml/): Anti-Money Laundering (AML) is a comprehensive framework of policies, regulations, and procedures established to prevent individuals and entities from disguising illegally obtained funds as legitimate income within the financial system. Its primary purpose is to detect and deter financial crimes by tracing and halting the flow of funds originating from illicit activities. AML serves as a crucial safeguard for the integrity and stability of the financial sector.
- [Ultimate Beneficial Owner (UBO) Meaning, Check & Declaration Guide | Beneficial Ownership Explained](https://www.neotas.com/ultimate-beneficial-owner-ubo-meaning/): Ultimate Beneficial Owner identification is about truly understanding who controls or benefits from a business. Ultimate beneficial ownership has become a non-negotiable compliance discipline for financial institutions, corporate governance teams, risk functions, and legal counsel. Yet many organisations struggle to pin down who the true owners or controllers are, especially across complex ownership chains and opaque jurisdictions.
- [Vendor Risk Assessment Template](https://www.neotas.com/vendor-risk-assessment-template/): A vendor risk assessment template is a standardised framework that applies consistent risk criteria, scoring methodology, and documentation requirements to the evaluation of every vendor or third-party supplier.
- [Anti-Bribery and Corruption](https://www.neotas.com/anti-bribery-and-corruption/): Anti-Bribery and Corruption (ABAC) refers to the framework of policies, controls, and practices organisations adopt to prevent, detect, and address bribery or corrupt behaviour. Such misconduct typically involves offering, giving, receiving, or soliciting anything of value with the intent to improperly influence business or government decisions.
- [AI‑Powered AML Compliance: Why AML AI Is the New Standard](https://www.neotas.com/ai-in-aml-compliance/): AI-powered AML platforms use machine learning to detect suspicious activity faster, reduce false positives, and improve compliance outcomes.By analysing transactional behaviour, customer data, and external risk signals in real time, AI in AML compliance enables financial institutions to meet regulatory demands more effectively, streamline investigations, and strengthen their defences against financial crime.
- [Social Media Background Checks – Are Your Social Media Background Checks Legally Sound?](https://www.neotas.com/social-media-background-checks/): Employers, recruiters, and compliance officers-navigating hiring risks, bias prevention, and privacy laws is more critical than ever. A single mistake in social media screening can lead to lawsuits & reputational damage. Are Your Social Media Background Checks Legally Sound?
- [TPRM Methodology – Comprehensive Guide to Third-Party Risk Management (TPRM)](https://www.neotas.com/tprm-methodology/): Comprehensive Guide to Third-Party Risk Management (TPRM) Methodology - Learn how to effectively manage third-party risks in 2025 with our comprehensive guide on Third-Party Risk Management (TPRM), covering key components, best practices, and common challenges in TPRM Methodology.
- [Financial Crime Compliance Framework](https://www.neotas.com/financial-crime-compliance-framework/): A robust Financial Crime Compliance framework is not merely a regulatory checkbox-it is a strategic imperative for safeguarding institutions and maintaining trust in the financial ecosystem. By integrating risk assessment, clear policies, transaction monitoring, sanctions screening, meticulous record-keeping, and continuous training, organisations can stay ahead of financial crime risks. The key is to remain proactive, leveraging technology, expertise, and a culture of compliance to adapt to the ever-changing threat landscape. Institutions that prioritise FCC not only protect themselves but also contribute to a safer, more transparent global financial system.
- [Financial Crime Compliance & Risk Management – Guide to countering financial crime risks](https://www.neotas.com/financial-crime-compliance/): This guide is designed to provide an in-depth understanding of Financial Crime Compliance (FCC), its significance, and its role in safeguarding financial institutions.
- [Risk Intelligence: Strategic Risk Intelligence Software and Advisory Services](https://www.neotas.com/what-is-risk-intelligence/): All you need to know about Strategic Risk Intelligence solutions, risk management framework and implementing a risk intelligence software to manage your business risk.
- [Third-Party Risk Management (TPRM) Lifecycle: Key Stages & Best Practices](https://www.neotas.com/third-party-risk-management-tprm-lifecycle/): A structured, robust Third-Party Risk Management (TPRM) Lifecycle provides organisations with a systematic approach to assess, monitor, and mitigate risks arising from these partnerships. Below, we break down each stage in the TPRM lifecycle, providing clear insights into best practices, strategies, and common challenges associated with third-party risk management.
- [Anti-Money Laundering Regulations, AML Checks and Compliance](https://www.neotas.com/anti-money-laundering-regulations/): Anti-Money Laundering (AML) compliance checks and regulations are critical components of the global financial system. They ensure that financial institutions operate with integrity and transparency, preventing illicit activities such as money laundering and terrorist financing. This article aims to provide an in-depth understanding of AML compliance checks and regulations, focusing on their implementation, key components, and the evolving landscape in the UK.
- [AML transaction monitoring – Regulatory Requirements and Best Practices](https://www.neotas.com/aml-transaction-monitoring/): This guide aims to provide a comprehensive understanding of AML transaction monitoring for 2024. Its objectives are to:
- [AML Compliance Checklist for Banks: Best Practices for Anti-Money Laundering](https://www.neotas.com/aml-compliance-checklist-for-banks/): Anti-Money Laundering (AML) compliance is an intricate process involving multiple layers of controls, policies, and procedures designed to prevent the use of financial systems for illicit purposes. An effective AML compliance programme not only helps banks adhere to legal requirements but also fortifies the financial system against potential abuses. This expanded checklist provides a thorough overview of essential features and best practices that banks should incorporate into their AML compliance frameworks.
- [AML Compliance Checklist: Best Practices for Anti-Money Laundering](https://www.neotas.com/aml-compliance-checklist/): This AML compliance checklist provides a structured approach to developing and maintaining an effective AML programme. By following these steps, your organisation can reduce the risk of being involved in money laundering activities, ensure compliance with regulatory requirements, and protect its reputation. Regular review and adaptation of your AML strategies are crucial to keeping your programme robust and effective in the face of evolving financial crime risks.
- [AML Checks – Anti-Money Laundering regulations for identity assessment and verification process](https://www.neotas.com/aml-checks/): AML checks are considered the benchmark in identity verification. They enable organisations to accurately and swiftly identify potential customers or clients, allowing them to assess risk levels before initiating any business relationship. But what exactly is involved in an AML check, and what should organisations be aware of when conducting one? This article delves into the purpose, benefits, and limitations of AML checks, explains their operation, and explores available solutions for AML checks.
- [Money Laundering Reporting Officer (MLRO) – Meaning, Roles, Responsibilities, and Expert Insights](https://www.neotas.com/money-laundering-reporting-officer-mlro/): In the banking and financial services industry, the role of the Money Laundering Reporting Officer (MLRO) has become increasingly critical. Financial institutions are often the target of illicit activities such as money laundering and terrorist financing. As such, the MLRO's position is pivotal in safeguarding the integrity of financial systems and ensuring compliance with stringent regulatory frameworks. This article delves into the responsibilities and significance of MLROs in preventing financial crimes.
- [What is Customer Due Diligence in Banking and Financial Services?](https://www.neotas.com/what-is-customer-due-diligence-in-banking-and-financial-services/): Customer Due Diligence (CDD) is a cornerstone of risk management and regulatory compliance in the banking and financial services sector. It encompasses a set of processes and procedures that financial institutions employ to verify the identity of their clients and assess the potential risks associated with their business relationships.
- [OSINT Investigation process and Open Source Investigation Best Practices](https://www.neotas.com/open-source-investigation-best-practices/): Your ultimate guide to OSINT investigations! Learn techniques, tools, and best practices for gathering actionable intelligence ethically and effectively.
- [OSINT Sources – Using Archives for OSINT Investigations](https://www.neotas.com/using-archives-for-osint-investigations/): Open Source Intelligence (OSINT) is a critical component of modern intelligence gathering, relying on publicly available information to develop actionable insights. As digital information continues to proliferate, the use of archives in OSINT investigations has become increasingly important. Archives, whether digital or physical, provide a rich repository of historical data that can be pivotal in understanding patterns, verifying facts, and uncovering hidden connections. This article explores the role of archives in OSINT investigations, detailing their types, sources, techniques for effective use, and best practices.
- [OSINT Sources – Using Dark Web for OSINT Investigations](https://www.neotas.com/using-dark-web-for-osint-investigations/): The dark web or darknet refers to an encrypted section of the internet concealed from the general public's view and inaccessible through traditional search engines like Google or Bing. This covert network exists within the deep web, the vast expanse of the internet that remains unindexed by search engines, requiring specialised software, configurations or authorisation for access. 
- [OSINT Sources – Using Geolocation for OSINT Investigations](https://www.neotas.com/osint-sources-geolocation-osint/): Geolocation OSINT, or Open Source Intelligence, represents a pivotal facet of modern investigative methodologies, focusing on extracting actionable insights from publicly available data to ascertain the geographical location of individuals, entities, or events. In essence, it harnesses the vast troves of information scattered across the digital landscape, ranging from social media platforms to satellite imagery repositories, to unravel the spatial dimensions of a subject under scrutiny.
- [OSINT Sources – Using Social Media for OSINT Investigations](https://www.neotas.com/osint-sources-social-media-osint/): Open Source Intelligence (OSINT) refers to the process of collecting, analysing, and disseminating information from publicly available sources. These sources include everything from traditional media outlets and public records to online forums and social media platforms. Unlike covert intelligence methods, OSINT leverages freely accessible data, making it a non-intrusive and legally compliant way to gather information. This intelligence is invaluable across various sectors, including law enforcement, national security, corporate security, and market research, providing insights without the need for specialised access or covert operations.
- [What is the OSINT Framework? – A Complete Guide to the OSINT Framework, Essential Tools, and Best Techniques](https://www.neotas.com/what-is-the-osint-framework/): What is the OSINT framework?
- [Supply Chain Risk Management: Framework, Process and Best Practices](https://www.neotas.com/supply-chain-risk-management/): Supply chain risk management (SCRM) is the systematic process of identifying, assessing, mitigating, and monitoring threats that could disrupt the flow of goods, services, or money across a supply network. This guide covers the 9 risk categories your programme must address, the 6-step SCRM process, regulatory requirements under DORA Articles 28-30, UFLPA, and CS3D, and the 5 mistakes regulators find most often in programme examinations. Written for CROs, compliance leads, General Counsel, and procurement directors managing supply chain risk in the US, UK, and EU.
- [Vendor Due Diligence Checklist – Identify Third Party Risks and Secure Vendor Relationships](https://www.neotas.com/vendor-due-diligence-checklist/): A vendor due diligence checklist covers six domains: general business verification (incorporation, UBO, ownership structure), financial review (audited statements, credit, liabilities), cybersecurity assessment (SOC 2, ISO 27001, penetration testing, AI risk), legal and regulatory compliance (litigation, contracts, regulatory licences), reputational and AML screening (PEP, sanctions, adverse media, network links), and operational resilience (BCP, DRP, ESG). The depth of each domain is calibrated to the vendor's risk tier.
- [Risk-based approach (RBA) – effective procedures to determine and manage AML & KYC risk in 2024](https://www.neotas.com/risk-based-approach-rba/): Implementing a Risk-Based Approach in AML and KYC: Strategies for Effective Risk Management. 
- [Regulatory Compliance in Digital Screening: International view of the emerging Challenges and Opportunities](https://www.neotas.com/regulatory-compliance-in-digital-screening/): An International view of the emerging Challenges and Opportunities for Digital Screening
- [Money Laundering Advisory Notice: High Risk Third Countries](https://www.neotas.com/money-laundering-advisory-notice-high-risk-third-countries/): The current list can be found in the Money Laundering Advisory Notice: High Risk Third Countries issued by HM Treasury about risks posed by jurisdictions with unsatisfactory money laundering and terrorist financing controls.
- [Customer Due Diligence Requirements](https://www.neotas.com/customer-due-diligence-requirements/): Quick answer: The 4 customer due diligence requirements are: (1) identify the customer; (2) verify that identity from reliable, independent sources; (3) identify and verify any ultimate beneficial owners (UBOs); and (4) understand and conduct ongoing monitoring of the business relationship. These apply under Regulation 28 of MLR 2017 in the UK and FinCEN's CDD Final Rule in the US.
- [What is Simplified Due Diligence? – Due Diligence for Low-risk customers](https://www.neotas.com/what-is-simplified-due-diligence/): Simplified Due Diligence (SDD) represents a streamlined approach to due diligence, specifically designed for customers presenting a low risk of money laundering or terrorist financing. It simplifies the verification process, making it efficient for both businesses and low-risk clients​.
- [The Role of Social Media Checks in Immigration: Enhanced Security and Integration](https://www.neotas.com/social-media-checks-in-immigration/): While the benefits of social media checks in immigration are evident, it is important to address ethical concerns associated with privacy and potential discrimination. Striking a balance between national security and individual rights requires careful consideration i.e. balancing privacy against the implementation of robust safeguards that ensure national security isn’t compromised.
- [The Power of Artificial Intelligence (AI) for Social Media Checks and OSINT in Today’s World](https://www.neotas.com/ai-for-social-media-checks-and-osint/): This article delves into the transformative impact of Artificial Intelligence (AI) on screening processes, specifically within the domains of Social Media checks and Open-Source Intelligence (OSINT). Unveiling the intricacies of AI-driven analyses, it explores the fusion of speed and precision in handling extensive datasets. Emphasising real-world applications across diverse sectors, the article navigates ethical considerations crucial to maintaining a delicate balance between technological advancement and individual rights. As AI continues to evolve, policymakers and organisations face the imperative task of preserving ethical standards while harnessing the unparalleled potential of these cutting-edge technologies. 
- [OSINT Framework – Key Components of OSINT Framework and How to use it?](https://www.neotas.com/osint-framework/): A comprehensive guide to OSINT framework, OSINT Tools, OSINT Techniques, and how to use it.
- [Leveraging AI Chatbots for Enhanced Social Media Checks and OSINT](https://www.neotas.com/ai-chatbots-for-enhanced-social-media-checks-and-osint/): In the digital age, information is abundant, but the challenge lies in its verification and analysis. Open-Source Intelligence (OSINT) has become a vital tool for individuals, businesses, and governments to gather actionable intelligence from publicly available sources. One of the latest innovations enhancing the OSINT landscape is the use of chatbots. These intelligent virtual assistants are revolutionising the way we conduct social media checks and gather valuable information from online sources. In this article, we will explore the evolving role of chatbots in OSINT, their benefits, and potential applications. 
- [Investment Due Diligence Checklist – 15 Investor Due Diligence Steps](https://www.neotas.com/investment-due-diligence-checklist/): What this guide covers: Investment due diligence is the pre-close evidential process by which investors verify financial performance, legal standing, operational health and counterparty integrity before committing capital. This guide covers the seven workstreams of a complete investment due diligence checklist, the four pillars framework, the documents required, the red flags that kill deals, and the people screening layer that institutional investors increasingly treat as non-negotiable.
- [What is Customer Due  Diligence? Customer Due Diligence Meaning, how it works, types of CDD](https://www.neotas.com/what-is-customer-due-diligence/): What is Customer Due Diligence?
- [Customer Due Diligence Checklist – What is Customer Due Diligence? – The Process and Requirements](https://www.neotas.com/customer-due-diligence-checklist/): Key Components of a Customer Due Diligence Checklist
- [The Perils of AI-Based Social Media Checks Without Human Intervention](https://www.neotas.com/ai-based-social-media-checks/): As artificial intelligence (AI) continues to advance, its integration into various aspects of our lives becomes increasingly apparent. One area that has created considerable interest is the use of AI-based social media checks. While these AI based systems may promise enhanced security, efficiency, and decision-making, they also come with potential dangers that affect our privacy, personal freedom, and our employment prospects. In this article, we explore why it is crucial to have human intervention in the process to strike a balance between AI based technological advancements and safeguarding individual rights.
- [What is ESG Due Diligence? – A Definitive Guide](https://www.neotas.com/esg-due-diligence-a-definitive-guide/): A Definitive Guide to ESG Due Diligence for your Organisation 
- [Social Media checks and background screening for Teachers and school staff](https://www.neotas.com/social-media-checks-for-teachers/): The primary reason for carrying out Social Media checks for teachers is to ensure that they maintain appropriate boundaries between themselves and their students. Social media platforms are a massive repository of personal information, and teachers' actions on these platforms can be very telling about their personalities, values, and potentially harmful behaviours. Although social media platforms have privacy settings, these settings are not a guarantee that all personal information and communication will remain private. Inadvertent sharing of private information or inappropriate interaction with students can have serious consequences. 
- [The Role of Management Due Diligence in Effective Leadership – Management Due Diligence Explained](https://www.neotas.com/management-due-diligence-explained/): Discover the intricate world of Management Due Diligence (MDD) through a comprehensive exploration. Unveiling the essence of MDD, this guide delves into its significance, process, and impact on organizational leadership. From assessing leadership traits to navigating global landscapes, MDD emerges as a strategic compass for sound decision-making, ensuring sustainable growth, resilience, and innovation. Dive into a treasure trove of insights that illuminate the path to effective leadership evaluation and informed business transactions.
- [Developing an Effective Third Party Risk Management Framework](https://www.neotas.com/third-party-risk-management-framework/): Conclusion: An effective Third Party Risk Management Framework is critical for modern organizations to navigate the complexities of external partnerships while safeguarding their interests. By establishing a comprehensive TPRM strategy that encompasses risk assessment, due diligence, ongoing monitoring, and incident response, organizations can not only minimize potential risks but also optimize their third-party relationships for sustainable success in a rapidly changing business landscape.
- [What is the difference between forensic investigation and financial audit?](https://www.neotas.com/forensic-investigation-and-financial-audit/): Forensic investigation and financial audit are both processes that involve examining financial records and transactions, but they have distinct purposes, scopes, and methodologies. Here are the key differences between forensic investigation and financial audit:
- [Unveiling the Power of Open Source Intelligence (OSINT) Techniques](https://www.neotas.com/open-source-intelligence-techniques/): In today's data-driven world, information is power. The ability to access, analyze, and interpret publicly available data has become a cornerstone of decision-making, risk management, and strategic planning. Open Source Intelligence (OSINT) techniques have emerged as the catalyst for transforming raw data into actionable insights. This article delves into the intricacies of OSINT techniques, shedding light on the art and science that underpins the process. As a leader in the field, Neotas' innovative approach and commitment to excellence serve as a guiding beacon in the realm of digital intelligence.
- [OSINT Risk Assessment – Unveiling Digital Footprints for Due Diligence & Informed Decision-Making](https://www.neotas.com/osint-risk-assessment/): OSINT risk assessment goes beyond traditional methods by harnessing the vast amount of information available on the internet to provide real-time insights into emerging risks. It enables decision-makers to gain a comprehensive understanding of the risk landscape, make informed choices, and implement proactive risk mitigation strategies.
- [A Comprehensive Guide on Open Source Intelligence (OSINT) Tools and Techniques](https://www.neotas.com/osint-tools-and-techniques/): Learn how modern OSINT tools uncover hidden threats, support audit-grade due diligence, and streamline your risk investigations-powered by AI and trusted by regulated industries.
- [OSINT Techniques – Elevating Open Source Data Gathering and Analysis](https://www.neotas.com/osint-techniques/): OSINT techniques encompass a wide range of methods for gathering information from publicly available sources on the internet. These techniques are used to collect, analyze, and interpret data to gain insights, make informed decisions, and perform various investigative activities.
- [How GDPR and FCRA Apply to Social Media Background Checks – The Do’s and Don’ts of Social Media Background Checks for Employers](https://www.neotas.com/how-gdpr-and-fcra-apply-to-social-media-background-checks/): Q: What is the GDPR, and how does it relate to social media background checks?
- [Social Media Check – What you need to know and it’s impact on your business](https://www.neotas.com/social-media-check/): The demand for the generation of high-quality, scalable, and affordable candidate social media check reports has grown exponentially in organisations performing pre-employment screening checks before hiring for a position.
- [Social Media checks for Lawyers and other legal professionals](https://www.neotas.com/social-media-checks-for-lawyers/): In recent years, social media has become a ubiquitous part of our lives, with millions of people using it every day to share their thoughts, opinions, and experiences with others. Social media has also become an increasingly important tool for businesses and organizations to promote themselves and connect with their customers. However, with the increasing use of social media, there are also concerns about the potential risks it poses to individuals and organizations, especially in the legal sector. 
- [Social media checks for doctors and healthcare specialists](https://www.neotas.com/social-media-checks-for-doctors-and-healthcare-specialists/): In the modern age, social media has become an integral part of our daily lives, extending its influence into professional realms. This article explores the significance of implementing social media checks for doctors and healthcare specialists.   
- [Importance of using Social Media checks for Police Officers](https://www.neotas.com/social-media-checks-for-police-officers/): This article covers the importance of social media checks for police officers, ensuring public safety, preventing misconduct, and building trust. By promoting transparency and professionalism, social media checks foster a stronger relationship between law enforcement and the community they serve.   
- [UK Financial Intelligence Unit](https://www.neotas.com/uk-financial-intelligence-unit/): The UK Financial Intelligence Unit (UKFIU) operates independently within the National Economic Crime Command (NECC) as an integral part of the National Crime Agency (NCA). Its primary role revolves around the reception, thorough analysis, and dissemination of Suspicious Activity Reports (SARs) in accordance with the established SARs regime.
- [What is Financial Intelligence Unit (FIU)? Types of FIUs and their importance in fight against financial crimes](https://www.neotas.com/what-is-financial-intelligence-unit/): Financial Intelligence Units (FIUs) are instrumental in the global fight against financial crime. These specialised governmental bodies are tasked with gathering, scrutinising, and disseminating crucial financial information, primarily related to money laundering and terrorist financing. Emerging in the early 1990s, FIUs act as intermediaries between the financial sector and law enforcement or judicial authorities. Their core function is to receive, analyse, and distribute Suspicious Activity Reports (SARs) submitted by financial institutions and reporting organisations. These reports flag potential risks of money laundering or terrorist financing within customer transactions, prompting further investigation in collaboration with law enforcement.
- [What is Corporate Intelligence and how can it Help Businesses Manage Risk ](https://www.neotas.com/what-is-corporate-intelligence-and-how-can-it-help-businesses-manage-risk/): ​In today's rapidly evolving business landscape, organisations face a myriad of challenges that can impact their stability and growth. Among these, managing risks effectively has become paramount. Corporate intelligence emerges as a vital tool in this endeavour, enabling businesses to navigate uncertainties and seize opportunities with confidence.
- [AML Compliance – Anti-Money Laundering Compliance Program, AML Compliance Checklist, AML Best Practices and AML Regulations](https://www.neotas.com/aml-compliance-anti-money-laundering/): All You Need To Know About Anti-Money Laundering Compliance Program, AML Compliance Checklist, AML Best Practices and AML Regulations
- [Social Media Screening Checks for Education Industry To Aid Safeguarding – Social Media Checks for School Staff](https://www.neotas.com/social-media-checks-for-education-industry/): The Department of Education (DfE) is consulting on changes to the Keeping Children Safe in Education statutory guidance, to include the recommendation of social media background checks and adverse internet checks on prospective teachers.
- [Enhanced Due Diligence Challenges on High Risk Customers](https://www.neotas.com/enhanced-due-diligence-for-high-risk-customers/): By Michael Harris MCMI, Head of Financial Crime Risk, Neotas
- [How OSINT Can Help Challenger Banks Create More Robust AML Controls](https://www.neotas.com/how-challenger-banks-can-improve-aml-compliance/): In the latest reproach from the FCA to anti-money-laundering regulated firms across the financial services industry, Challenger Banks were criticised for failing to implement robust AML controls in line with money-laundering regulations. This is hot on the heels of a similar reprimand in 2021 when the FCA wrote to all UK retail banks in a ‘Dear CEO’ letter highlighting a wide range of compliance shortcomings including AML controls.
- [Environmental, social and governance (ESG) and The Power Of Open-Source Intelligence (OSINT)](https://www.neotas.com/esg-and-the-power-of-open-source-intelligence-osint/): “We frequently seek opportunities to enhance ESG within our investment processes. We felt that OSINT-based analysis was the natural next step for our ESG programme.” – Coller Capital
- [Suisse Secrets Leaks Exposes EDD Shortcomings](https://www.neotas.com/suisse-secrets-leaks-exposes-edd-shortcomings/): It is a sign of the times when the largest political grouping in Europe threatens to designate Switzerland a high-risk jurisdiction for financial trading.
- [Neotas Due Diligence 2021 Annual Report](https://www.neotas.com/neotas-due-diligence-2021-annual-report/): Risks hidden in plain sight
- [Neotas Employment Screening 2021 Annual Report](https://www.neotas.com/neotas-employment-screening-2021-annual-report/): The Neotas Employment Screening 2021 Annual Report includes insights and data from the thousands of employment screening checks we conducted that year.
- [Using Open Source Intelligence To Battle Fin Crime](https://www.neotas.com/using-open-source-intelligence-to-battle-fin-crime/): Open source intelligence (OSINT) is beginning to take on a more important role as financial firms move towards greater digitisation. The advent of tools harnessing the advanced technology, as well as the global pandemic, has opened the door for many to make changes in their fight against financial crime (fin crime).
- [Using Open Source Intelligence To Enhance Online Reputation Management](https://www.neotas.com/using-open-source-intelligence-to-enhance-online-reputation-management/): While reputations can be built, sometimes crafted, over many years, they can be tarnished in an instant. The value of a reputation should not be underestimated and it’s imperative that brands use all of the tools at their disposal to protect and bolster their reputation.
- [The Pandora Papers have changed the world of due diligence forever](https://www.neotas.com/the-pandora-papers-have-changed-the-world-of-due-diligence-forever/): The Pandora Papers leak – the latest in a series of off-shore data leaks in the past seven years – has exposed nearly 12 million financial documents to the public eye.
- [Dear Trade Finance Firms – The FCA Wants You To Do More](https://www.neotas.com/dear-trade-finance-firms-the-fca-wants-you-to-do-more/): Trade finance firms are essential entities in global commerce, serving as financial intermediaries that facilitate international trade transactions. They offer a spectrum of services and instruments vital for businesses engaging in cross-border trade. These services encompass letters of credit, supply chain financing, export and import financing, trade credit insurance, and documentary collections. Trade finance firms also specialize in compliance, risk management, and trade advisory services, helping clients navigate complex regulations and manage trade-related risks effectively. Their expertise and support enable businesses to optimize cash flow, mitigate risks, and ensure the smooth flow of goods and services across borders, fostering economic growth and international business expansion.
- [How Social Media Due Diligence Can Improve Investment Decisions](https://www.neotas.com/social-media-due-diligence-improve-investment-decisions/): Social media due diligence tools can be used to interrogate vast quantities of public online data, helping to identify potential business or personnel risks within the target company. 
- [Why Management Due Diligence Could Be The Key Ahead Of Private Equity Boom](https://www.neotas.com/management-due-diligence-the-key-private-equity-boom/): Ensuring that a comprehensive management due diligence strategy is in place before an investment or deal takes place will help lower risks.
- [An Investigation Into England Euro 2020 Abuse Using Open Source Intelligence](https://www.neotas.com/investigation-into-england-social-media-abuse-euro-2020/): Following the targeted racist attacks towards members of the England football team after the final of Euro 2020, Neotas have conducted an investigation into the online abuse(England social media abuse).
- [How Non-Financial Risk Indicators Can Improve Credit Risk Due Diligence ](https://www.neotas.com/how-non-financial-risk-indicators-can-improve-credit-risk-due-diligence/): “Credit risk is more than just financial models. There’s a whole series of non-financial data points that can be used to help make those decisions better.” - Ian Howard, Neotas 
- [The impact of social media on sport – how to avoid a crisis ](https://www.neotas.com/impact-of-social-media-on-sport-avoid-crisis/): While online platforms have grown rapidly over the last 10-15 years, the impact of social media on sport has opened up possibilities for both opportunity and risk.  
- [How Social Media Screening Benefits Our Clients – Guest Blog by Vero Screening](https://www.neotas.com/vero-guest-how-social-media-screening-benefits-our-clients/): Guest Blog by Vero Screening
- [Taking a future-proof approach to supply chain risk management](https://www.neotas.com/future-proof-supply-chain-risk-management/): So how do we solve the problem of increased risk? With uncertainty looking here to stay, the solution may be to supplement your supply chain risk management practices with a more agile approach.
- [ESG Investing & Due Diligence – Q&A with Brendan Bradley](https://www.neotas.com/esg-investing-and-due-diligence/): The topic of ESG continues to gather momentum as one of the defining trends of this decade. But why has the term seen such a surge in interest and are current reporting systems robust enough to report on evolving ESG issues? How can enhanced due diligence be used to improve ESG reporting? We’ve caught up with FinTech expert and author Brendan Bradley, author of ESG Investing for Dummies, to discuss all that and more.
- [Why Corporate Background Checks Could Be The Key To Building Company Culture](https://www.neotas.com/corporate-background-checks-building-company-culture/): When you follow typical hiring practices, you may go to an agency, receive and review a shortlist, interview, run traditional corporate background checks, then you’ve narrowed it down. 
- [COVID-19 Impact Leads To Increased Fraud Risk](https://www.neotas.com/covid-fraud-risk-rising/): What Impact Has Coronavirus Had On Enhanced Due Diligence?
- [The Truth About Social Media Screening and GDPR](https://www.neotas.com/social-media-screening-gdpr-truth/): One of the most common questions we get asked is how our searches comply with GDPR. In particular, there are always questions around privacy, data protection and social media screening. Our searches are fully compliant and are always updated to reflect any changes in regulations - but questions are always asked once social media is added to the checking process.
- [What Did We Find In 2020?](https://www.neotas.com/what-did-we-find-in-2020/):  So what did we find in 2020? 
- [OSINT Background Check – What Makes An Expert Background Check from Neotas Different?](https://www.neotas.com/osint-background-check/): An OSINT (Open Source Intelligence) background check is a comprehensive investigation process that utilizes publicly available information from various online sources to gather insights and details about an individual, organization, or entity. OSINT background checks are commonly employed by businesses, government agencies, law enforcement, and individuals to obtain information for purposes such as due diligence, risk assessment, employment screening, and security measures.
- [International Fraud Awareness Week – What can we do to help stop fraud?](https://www.neotas.com/int-fraud-awareness-week-how-to-help-stop-fraud/): International Fraud Awareness Week
- [Pre-employment Checks, What Should You be Doing in 2021?](https://www.neotas.com/pre-employment-checks-what-should-you-be-doing-in-2021/): Pre-employment Checks, What Should You be Doing in 2021?
- [5 Industries that Should be Doing More than a DBS Check](https://www.neotas.com/dbs-checks/): A DBS check, formerly and often known as a CRB check, is a record of someone’s criminal record, including any convictions and cautions. There are currently four different types of DBS checks, depending on the level required from the employer:
- [Using OSINT For Good to Support Environmental Investigation Agency](https://www.neotas.com/using-osint-for-good-eia/): Neotas are proud to use OSINT for good (#OSINTForGood) to support and assist Environmental Investigation Agency (EIA) in their efforts to investigate environmental crime.
- [Locating Missing People: A Crowdsourced and Global Use of OSINT](https://www.neotas.com/locating-missing-people-tracelabs-osint-2/): Over the Easter weekend a team of Neotas Analysts participated in the Tracelabs Global Missing Persons Capture The Flag competition. The aim of the competition is to use Open Source Intelligence (OSINT) to help locate missing people around the world. Information identified ranges from social media profiles to deep web documents and dark web databases, with more points scored depending on the relevance of the information. At the end of the 6 hours, the information is collated and sent to law enforcement to assist with their search.
- [Avoid the cost of a bad hire with online reputation screening – Do’s and Don’ts of Online Reputation Screening](https://www.neotas.com/avoid-the-cost-of-a-bad-hire-with-online-reputation-screening/): Avoid the cost of a bad hire with online reputation screening
- [OSINT Due Diligence: the new litmus test for investors](https://www.neotas.com/osint-powered-due-diligence-the-new-litmus-test-for-investors/): OSINT Due Diligence: the new litmus test for investors
- [Regulators now require OSINT – what next for AML and CDD?](https://www.neotas.com/the-regulators-call-for-the-use-of-osint/): The regulators have called for the use of open source internet and social media checks (OSINT) in anti-money laundering (AML), enhanced customer due diligence (CDD) and conduct surveillance measures. So, if the regulators require OSINT - what are financial institutions doing to meet these regulatory guidelines?
- [Planet Compliance shine the business spotlight on Neotas](https://www.neotas.com/neotas-from-our-vision-to-traction/): This article was originally published on Planet Compliance
- [What Is Supply Chain Transparency? Supply Chain Transparency using OSINT](https://www.neotas.com/what-is-supply-chain-transparency/): A Practical Guide to Modern Risk Detection and Compliance
- [UK Modern Slavery Act 2015: Compliance Essentials for UK and Global Businesses](https://www.neotas.com/uk-modern-slavery-act-2015/): The UK Modern Slavery Act 2015 marked a global milestone in protecting human dignity and embedding corporate responsibility. For organisations, compliance is no longer optional nor static-it is a continuous responsibility requiring robust governance, due diligence, and transparent reporting.
- [The 5th Pillar of AML Compliance – is there more data?](https://www.neotas.com/the-5th-pillar-of-aml-compliance/): AML compliance serves to protect financial institutions from being exploited for money laundering and other illicit activities. The primary objectives include:

## Pages
- [Investment due diligence for private equity and venture capital](https://www.neotas.com/investment-due-diligence-for-private-equity-and-venture-capital/): Discover how Neotas simplifies investment due diligence for private equity and venture capital
- [Automated Due Diligence](https://www.neotas.com/automated-due-diligence/): You are hereBasic CheckScreeningSanctions, PEP & watchlist screening for low-risk, high-volume onboarding.Automated Due DiligenceThis reportOSINT-wide, RAG-rated, fully-cited report in seconds - for risk that needs more than a check, but not yet an analyst.Level 1Analyst snapshotHuman-led rapid review verifying the key risk areas on a subject.Level 2Deep investigationExpanded analyst investigation with source and network mapping.Level 3Network mappingOur deepest human-led diligence – full network, field & source intelligence.Clients start basic, move to automated, and escalate the same subject to human-led diligence only when the risk warrants it - all within Neotas.
- [Healthcare Risk Management Software](https://www.neotas.com/healthcare-risk-management-software/): What is healthcare risk management software?
- [End User License Agreement](https://www.neotas.com/end-user-license-agreement/): This End User License Agreement (EULA) is a binding contract between you and Neotas. By accessing, installing, downloading, or using Neotas' services, you agree to abide by this EULA. If you're representing a customer, you affirm that you have the authority to bind them to this agreement. If you disagree with this EULA, please refrain from accessing or using Neotas' services.
- [Employment Screening](https://www.neotas.com/employment-screening/): Neotas takes automation to a new level with built in Digital right to work,  biometric ID verification, automated Disclosures and credit checks.
- [Third-Party Risk Management and Enhanced Due Diligence Platform](https://www.neotas.com/): Automated screening, third-party risk management, and enhanced due diligence in a single configurable live risk intelligence platform. AI-powered and reviewed by analysts.
- [Screening Software](https://www.neotas.com/screening-software/): FaSQUAL is a new service from the BSIA that is designed to remove duplicate effort when employing individuals and contractors. The aim of FaSQUAL is to store the qualifications and career/vetting record of security industry professionals, contractors and officers so they can be reused by future employers without having to screen the individual from the start each time. Once an individual is screened and their qualifications verified, their record can be reused by the next employer who simply updates it and deploys the individual to work. 
- [TPRM Software](https://www.neotas.com/tprm-software/): tprm softwaretprm software platformtprm software rfpthe best tprm softwarebest tprm softwaretprm software vendorstprm software.tprm software rfp templatebest tprm software for enterprisesthird-party risk management solutionsthird party risk management software market size 2024g2 third-party supplier risk management softwarethird-party risk management software & solutionsthird party risk management software market size 2025third-party risk management software marketvendor management software; third party risk management; software; supplier quality management; supplier management software; armature solutionsblue yonder third-party supplier risk management softwarethird party risk managementthird-party risk managementthird-party risk management softwarethird party risk management jobsthird party vendor risk managementthird party risk management jobs remotethird party risk management frameworkwhat is third party risk managementthird party risk management softwarethird party risk management policyai third party risk managementthird party risk management solutionsthird party risk management certificationthird party risk management best practicesthird party risk management servicesthird party risk management vendorsthird party risk management platformsocc third party risk managementthird party vendor risk management solutionthird party cyber risk managementthird party risk management programthird-party risk management marketintegrated third party risk managementthird party risk management automationthird party risk management lifecyclethird party vendor risk management softwarewhich supplier risk management app is best for handling third-party risksservicenow third party risk managementleading third-party risk management softwarethird-party risk management solutionthird party risk management processbest third-party supplier risk management software for small businessthird party risk management toolthird-party risk management frameworkthird-party risk management toolswhich risk management platform is best for third-party suppliersthird party risk management toolsthird party risk management compliancethird party risk management definitionnist third party risk managementthird party & supplier risk management softwarethird party risk management systemthird party compliance risk managementthird-party risk management solutionswhy is third party risk management importantthird party vendor risk management for financial institutionsimportance of third party risk managementbest third party risk management softwarethird-party vendor risk management softwarethird party risk management companies
- [KYC and Customer Due Diligence](https://www.neotas.com/kyc-and-customer-due-diligence/): A turnkey solution for KYC/AML checks on customers and third parties-featuring automated workflows, continuous monitoring, and consolidated access to global sanctions, PEPs, adverse media, company and UBO data, and identity verification. All in one platform, with no need for multiple data licences.
- [Investigative Platform](https://www.neotas.com/osint-investigation-platform/): What types of risks can Neotas’ Investigative platform uncover?
- [Contact](https://www.neotas.com/contact/): Turn risk management into a strategic edge - we combine OSINT, AI and deep-dive due diligence to deliver hyper-accurate, audit-ready insights across every threat vector.
- [Vendor Due Diligence Checklist and Questionnaire](https://www.neotas.com/vendor-due-diligence-checklist-and-questionnaire/): A Vendor Due Diligence Checklist is a structured list of items used to assess a third-party’s risk profile across legal, financial, ESG, cybersecurity, and operational domains.
- [Due Diligence Checklist – Sample Template + How to Guide](https://www.neotas.com/due-diligence-checklist/): A Due Diligence Checklist is a structured list of items used to assess a third-party’s risk profile across legal, financial, ESG, cybersecurity, and operational domains.
- [Supply Chain Risk Assessment – ESG Risks, ESG Impact, Trends](https://www.neotas.com/supply-chain-risk-assessment/): Through our advanced ESG Due Diligence and Supply Chain Risk Assessment platform, organisations can systematically uncover hidden risks across vendors, suppliers, and third parties — well beyond surface-level checks. We join the dots between Corporate Records, Adverse Media, and Open Source Intelligence (OSINT), helping you make informed, defensible decisions while safeguarding your operations against ESG breaches.
- [ESG Due Diligence Checklist](https://www.neotas.com/esg-due-diligence-checklist/): A well-structured ESG due diligence checklist ensures that businesses and investors systematically evaluate ESG risks and opportunities. By using a structured checklist, organisations can identify potential red flags, align with regulatory requirements, and drive responsible business practices.
- [Whitepaper](https://www.neotas.com/whitepaper/): Access expert insights to sharpen your investigations. Leverage our advanced tools for your own analysis or rely on our in-house analysts for tailored, intelligence-grade reports.
- [Third Party Risk Management Framework](https://www.neotas.com/third-party-risk-management-framework/): A well-defined Third-Party Risk Management framework provides businesses with a systematic approach to mitigating potential risks introduced by third-party relationships. 
- [Anti-Money Laundering (AML) Systems](https://www.neotas.com/aml-systems/): How AI is Reshaping AML Systems for a New Era of Compliance
- [ESG Due Diligence Checklist for M&A Transactions](https://www.neotas.com/esg-due-diligence-checklist-for-m-and-a-transactions/): The Rising Importance of ESG Due Diligence in M&A Transactions - The ESG Due Diligence Checklist You Need for M&A Success
- [Risk-Based Approach (RBA) Checklist for Banking Sector](https://www.neotas.com/risk-based-approach-rba-checklist-for-banking-sector/): In today’s heavily regulated and ever-evolving banking sector, the need for robust, adaptive risk management has never been greater. The Risk-Based Approach (RBA) Checklist for the Banking Sector is an essential tool for any institution aiming to strengthen its compliance, mitigate risks associated with financial crime, and enhance overall governance practices. This comprehensive guide provides actionable steps for implementing an RBA, with a focus on tailored, risk-sensitive compliance processes.
- [Risk-Based Approach to AML for Customer Due Diligence in KYC/AML Operations](https://www.neotas.com/risk-based-approach-to-aml-for-customer-due-diligence-in-kyc-aml-operations/): The “Taking a Risk-Based Approach to AML for Customer Due Diligence in KYC/AML Operations” checklist is designed to help institutions achieve the following:
- [Financial Crime Compliance and Risk Management](https://www.neotas.com/financial-crime-compliance-and-risk-management/): In an era marked by rapid regulatory changes and escalating financial crime, staying ahead in the finance, risk, and compliance sector is paramount. The "Neotas Finance, Risk, and Compliance Chronicle 2024" offers invaluable insights into the trends and challenges of the past year while charting a course for resilience and compliance in the year ahead.
- [Financial Crime Webinar – 31 Jan 2024](https://www.neotas.com/financial-crime-webinar/): Join our experts as they lift the lid on outdated data tactics. In today's high-stakes digital financial crime world, simply using static, out-of-date and search engine data won’t 'cut the mustard’ and leaves the organisation and its customers vulnerable to money laundering and fraud risk. 
- [Customer  Due Diligence Webinar](https://www.neotas.com/cdd/): Implementing a true risk-based approach in onboarding and ongoing monitoring to balance costs and risk exposure. Our experts will discuss and share from their experience and show you how they manage customer due diligence effectively.
- [Vendor Due Diligence](https://www.neotas.com/vendor-due-diligence/): Enhance your vendor due diligence process with Neotas. Our rigorous analysis minimises risks, expedites sales, and increases value creation. Gain buyer confidence through objective assessments. 
- [Enhanced Due Diligence Videos](https://www.neotas.com/enhanced-due-diligence-videos/): Elevate your risk assessment game with our Enhanced Due Diligence services. Uncover intricate details, assess risks comprehensively, and make confident decisions that secure your business's future.
- [Events](https://www.neotas.com/events/): Attend our upcoming industry events or revisit past sessions to stay informed on due diligence and social media screening.
- [Open Source Intelligence (OSINT)](https://www.neotas.com/open-source-intelligence-osint/): Unlock the benefits of Open Source Intelligence (OSINT) and its influence on modern investigatory techniques. Learn how Open Source Intelligence software works, the OSINT framework, OSINT techniques, and OSINT tools.
- [News](https://www.neotas.com/news/): Neotas strives to revolutionise enhanced due diligence by uncovering comprehensive information and delivering it efficiently and effectively. Stay updated with the latest insights on our cutting-edge approach to due diligence.
- [Financial Intelligence Unit](https://www.neotas.com/financial-intelligence-unit/): At Neotas, we are dedicated to promoting financial security and preserving the integrity of the financial sector with our Financial Intelligence Unit (FIU). We help you Locate hidden risks and connections in ‘networks’ and Run investigations with our proven search techniques.
- [Neotas Blogs](https://www.neotas.com/neotas-blogs/): Stay ahead with expert analysis and actionable intelligence from the Neotas' blog-where data meets real-world action. 
- [Neotas Platform Case Studies](https://www.neotas.com/neotas-case-studies/): Our collection of case studies features recent demonstrable examples where insights delivered by Neotas have been significant to our client’s outcomes.
- [Awards](https://www.neotas.com/awards/): At Neotas, we strive for excellence – and we received awards and recognition from various reputed organisations.Here's a list of the awards we've won for our work in the Due Diligence and Social Media Screening industry.
- [Life at Neotas](https://www.neotas.com/life-at-neotas/): SUCCESS, TOGETHER
- [Case Studies](https://www.neotas.com/case-studies/)
- [Cookie Policy](https://www.neotas.com/cookie-policy/): Cookie Policy
- [Ongoing Monitoring](https://www.neotas.com/ongoing-monitoring/): Ongoing monitoring of online reputation ensures that employees maintain alignment with company values, minimizes reputation risks, and upholds a positive organizational culture.
- [Corporate Intelligence](https://www.neotas.com/corporate-intelligence/): What is Corporate Intelligence?
- [Online Reputation Screening](https://www.neotas.com/online-reputation-screening/): Online reputation screening involves the systematic review of a candidate's digital footprint. This encompasses their activities on social media platforms, personal blogs, online forums, and any other online spaces where they have engaged in discussions, shared content, or expressed opinions. The goal is to uncover information that might not be visible in a traditional job application but could impact their suitability for a role or compatibility with a company's culture.
- [Management Due Diligence](https://www.neotas.com/management-due-diligence/): Reduce management risk and supercharge your Management Due Diligence processes. Analyse reputational risk associated with management teams.
- [Contact Us](https://www.neotas.com/contact-us/): Turn risk management into a strategic edge - we combine OSINT, AI and deep-dive due diligence to deliver hyper-accurate, audit-ready insights across every threat vector.
- [Schedule A Call](https://www.neotas.com/schedule-a-call/): Book your meeting slot
- [Partners](https://www.neotas.com/partners/): To deliver robust, audit-ready due diligence, Neotas integrates premium data from globally trusted intelligence providers. Each contributes specialised strengths-from corporate risk profiling to regulatory screening-enabling deeper, faster, and more reliable third-party risk decisions.
- [Neotas Careers](https://www.neotas.com/careers/): Are you intrigued by the world of due diligence and social media screening? Do you possess an innate ability to uncover hidden insights and connect the dots? At Neotas, we're passionate about unraveling the digital footprint to provide actionable intelligence.
- [About Us](https://www.neotas.com/about-us/): Neotas is a risk intelligence platform specialising in enhanced due diligence, background screening, and forensic investigations.We transform fragmented data into actionable insight-combining automation, premium data sources, and OSINT to help organisations detect hidden risks and make confident decisions. Built for risk-critical environments where standard checks fall short.
- [Request A Demo](https://www.neotas.com/request-a-demo/): Turn risk management into a strategic edge — we combine OSINT, AI and deep-dive due diligence to deliver hyper-accurate, audit-ready insights across every threat vector.
- [Online Reputation Monitoring](https://www.neotas.com/online-reputation-monitoring/): Online Reputation Monitoring refers to the practice of systematically tracking and assessing an individual's or an entity's online presence and the way they are perceived across various digital platforms. This involves keeping an eye on mentions, comments, reviews, and discussions about the individual, brand, product, or service on social media, websites, forums, blogs, news articles, and other online spaces.
- [Social Media Screening](https://www.neotas.com/social-media-screening/): All Social Media Screening services look & sound the same… don’t take anyone’s word for it, ask the following questions and run a few real life Social Media Screening reports from different providers before you make a decision.
- [Customer Due Diligence](https://www.neotas.com/customer-due-diligence/): Revamp your Due Diligence process with Neotas' Customer Due Diligence solutions. Harness advanced behavioural and reputational data for deeper insights and more effective risk mitigation. Elevate your compliance game!
- [Third Party Risk Management](https://www.neotas.com/third-party-risk-management/): Explore how Neotas strengthens Third-Party Risk Management with faster, deeper, and scalable due diligence.
- [Forensic Investigation](https://www.neotas.com/forensic-investigation/): What is Forensic Investigation?
- [ESG Due Diligence](https://www.neotas.com/esg-due-diligence/): Safeguard your investments and promote ethical decision-making with ESG due diligence. 
- [Enhanced due diligence services](https://www.neotas.com/enhanced-due-diligence/): From self-service AI reports delivered instantaneously to deep investigative intelligence by expert analysts when risk demands it - Neotas delivers enhanced Due Diligence services for investment, compliance, and third-party risk teams worldwide.
- [Investment Due Diligence](https://www.neotas.com/investment-due-diligence/): Groundbreaking due diligence investigative software Platform that reduces risk and supercharges your Investment Due Diligence processes. 
- [Neotas](https://www.neotas.com/neotas/)
- [Privacy Policy](https://www.neotas.com/privacy-policy/): Privacy Policy

## Landing Pages
- [Financial Crime Trends – Newsletter – October 2024](https://www.neotas.com/financial-crime-trends-2024/): As financial markets evolve, so do the tactics used by criminals to exploit new vulnerabilities. With cyber threats on the rise, ESG (Environmental, Social, and Governance) risks under the spotlight, and regulators cracking down harder than ever, it's never been more important to stay informed.
- [TPRM Webinar – 22 May 2024](https://www.neotas.com/tprm-webinar/): Unlock the Power of Transparent and Ethical Supply Chain Management
- [CDD Webinar – 25 Oct 2023](https://www.neotas.com/cdd-webinar-25-oct-2023/): Implementing a true risk-based approach in onboarding and ongoing monitoring to balance costs and risk exposure. Our experts will discuss and share from their experience and show you how they manage customer due diligence effectively.
- [Sitemap](https://www.neotas.com/sitemap/)
- [Enhanced Due Diligence Platform | Book Your Demo](https://www.neotas.com/enhanced-due-diligence-platform/): Neotas Enhanced Due Diligence

## Case Studies
- [Third-Party Due Diligence: Uncovering Hidden Risks in Potential Partnerships](https://www.neotas.com/case-study/third-party-due-diligence-for-partnership-risks/): In the complex world of business partnerships, ensuring your potential partners don't harbour hidden risks is crucial. Our case study showcases how Neotas used advanced Open-Source Intelligence (OSINT) to uncover vital information about a potential business partner, helping our client avoid a high-risk association that could have jeopardised their reputation and finances.
- [Third-Party Risk Management in Art & Jewellery](https://www.neotas.com/case-study/third-party-risk-management-in-art-jewellery/): Neotas offers an innovative solution to businesses grappling with Third-Party Risk Management (TPRM). In an era of increasing outsourcing, TPRM has become pivotal, and Neotas recognises this need. Through our enhanced due diligence platform, businesses can efficiently track and evaluate vendors and contractors, ensuring adherence to security protocols in a cost-effective manner.
- [Unveiling Hidden Risks: Importance of Pre-Employment Social Media Screening](https://www.neotas.com/case-study/pre-employment-social-media-screening/): In today's digital age, where online presence plays a significant role in shaping perceptions, it has become increasingly crucial for companies to thoroughly vet potential employees beyond traditional background checks. Social media screening, a practice that examines a candidate's online activities and digital footprint, has emerged as an invaluable tool in uncovering hidden risks and potential red flags that may not surface during standard pre-employment processes. 
- [Safeguarding Sensitive Data: The Critical Role of Online Screening in Mitigating Cybersecurity Risks](https://www.neotas.com/case-study/online-screening-in-mitigating-cybersecurity-risks/): In the ever-evolving digital landscape, where cybersecurity threats are on the rise, organisations must remain vigilant in their efforts to safeguard sensitive data and mitigate potential risks.  
- [Positive Social Media Screening: Unveiling Character and Integrity in Hiring Decisions](https://www.neotas.com/case-study/pre-employment-background-checks/): Gaining a deeper understanding of candidates beyond their resumes: Social media offers valuable insights into their personality, interests, and activities outside of work.
- [Social Network Analysis in Combating Terrorist Financing](https://www.neotas.com/case-study/social-network-analysis-in-combating-terrorist-financing/): Social Network Analysis (SNA) is a powerful tool used in counter-terrorism efforts to understand and dismantle terrorist networks. By mapping and analysing the relationships and interactions within these networks, SNA helps identify key individuals, communication patterns, and potential threats.
- [Anonymous Internal Investigation: Social Media Screening for Insider Threat Detection](https://www.neotas.com/case-study/social-media-screening-for-insider-threat-detection/): In the ever-evolving business landscape, where confidentiality and data security are of paramount importance, organisations must remain vigilant against potential insider threats. The Neotas case study on "Anonymous Internal Investigation" serves as a compelling demonstration of how online screening can uncover hidden risks and confidentiality breaches that may have gone undetected through traditional methods. 
- [Using OSINT for Sources of Wealth Checks](https://www.neotas.com/case-study/osint-for-sources-of-wealth-checks/): This case study on "Using OSINT for Sources of Wealth Checks in AML Compliance" addresses the significance of conducting thorough due diligence, particularly in sectors like wealth management, private banking, financial advising, and property agencies. Despite the sensitivity and discretion required in handling clients' affairs, it is crucial to delve deeply into their backgrounds and associations to maintain trust. Neglecting this diligence could lead to costly consequences. Customer due diligence necessitates a structured risk assessment process to comprehensively understand the client's nature, activities, and circumstances.
- [Neotas Open Source Intelligence (OSINT) based AML Solution sees beneath the surface](https://www.neotas.com/case-study/open-source-intelligence-in-aml-compliance/): Unlocking Deeper Due Diligence with the Power of Open Source Intelligence in AML Compliance
- [Online Screening Uncovers Explicit Content Before Onboarding A Senior Candidate](https://www.neotas.com/case-study/online-screening-uncovers-explicit-content-before-onboarding-a-senior-candidate/): Neotas conducted online reputation screening on a candidate being onboarded to a senior role.
- [Online Reputation Screening Of A Senior Manager Reveals Internal Confidentiality Threat](https://www.neotas.com/case-study/online-reputation-screening-of-a-senior-manager-reveals-internal-confidentiality-threat/): Neotas were tasked to conduct online reputation screening on a senior manager on behalf of one of their clients.
- [Identifying Difficult And Dangerous Senior Managers through Digital Screening](https://www.neotas.com/case-study/identifying-difficult-and-dangerous-senior-managers/): Advisory firm Catalysis has tasked Neotas to conduct deep dive digital screenings for over 100 candidates in high-risk, management or senior roles.
- [Name Change Hides Involvement With Fraudulent Activity – Online Due Diligence Case Study](https://www.neotas.com/case-study/name-change-hides-involvement-with-fraudulent-activity/): A European venture capital firm with one of the largest funds tasked Neotas with conducting online due diligence on the founder (the subject) of a company that they wanted to invest in.
- [ESG Risk Investigation uncovers supply chain risks](https://www.neotas.com/case-study/esg-risk-investigation-uncovers-supply-chain-risks/): Learn more about ESG Risk Investigation: Unraveling Environmental, Social, and Governance Vulnerabilities
- [ESG Risks Uncovered In Investigation For Global Private Equity Firm](https://www.neotas.com/case-study/esg-risks-uncovered-in-investigation-for-global-private-equity-firm/): ESG risks refer to the potential negative impacts and vulnerabilities that companies and organizations face in relation to Environmental, Social, and Governance factors. These risks have gained significant importance in today's business landscape as stakeholders increasingly demand transparency and responsible business practices. Let's delve deeper into each aspect of ESG risks:
- [Network Analysis Reveals International Links In Credit Risk Case](https://www.neotas.com/case-study/network-analysis-reveals-international-links-in-credit-risk-case/): Open source intelligence checks uncovered historical connections between debtors and reference entities across a string of international businesses.
- [Management Due Diligence Reveals Abusive CEO](https://www.neotas.com/case-study/management-due-diligence-reveals-abusive-ceo/): Management Due Diligence empowers investors to make informed decisions by providing comprehensive insights into the character, track record, and ethical standing of key management personnel. It is essential to safeguard investments, protect shareholder interests, and uphold the values and principles that align with responsible and ethical business practices.
- [PEP Screening: Undisclosed Political Links Uncovered For European Organisation](https://www.neotas.com/case-study/pep-screening-find-undisclosed-political-links/): As we continue to enhance our Enhanced Due Diligence and PEP Screening capabilities, our goal remains to protect our clients' interests and provide unparalleled support in navigating complex business landscapes. By conducting thorough investigations, we help businesses uncover critical information that may have a significant impact on their operations and reputations.
- [Ongoing Monitoring Protects Credit Against Subsidiary Threat](https://www.neotas.com/case-study/ongoing-monitoring-protects-credit-against-subsidiary-threat/): In the world of trade finance, protecting credit and mitigating risks are of paramount importance. At Neotas, our Ongoing Monitoring services play a critical role in safeguarding our clients' interests. A recent case exemplifies how our continuous monitoring efforts helped a trade finance client identify and address potential credit risks related to a subsidiary.
- [Network Analysis and Due Diligence – Terrorist Financing Uncovered In Subject’s Network](https://www.neotas.com/case-study/network-analysis-and-due-diligence/): Network Analysis and Due Diligence form the backbone of robust investigative practices, enabling us to delve into complex relationships and identify potential risks. In a recent investigation, we conducted a comprehensive analysis of a subject's network which led to the discovery of concerning links to terrorist financing.
- [Neotas Employment Screening Annual Report – 2021](https://www.neotas.com/case-study/neotas-employment-screening-annual-report-2021/): Neotas Employment Screening Annual Report 2021 includes insights and data from the thousands of employment screening checks we conducted in 2021, as well as a selection of noteworthy cases.
- [Neotas Due Diligence Screening Annual Report](https://www.neotas.com/case-study/neotas-due-diligence-screening-annual-report/): Our Due Diligence Annual Report includes insights and data from thousands of enhanced due diligence investigations we conducted in 2021, as well as a selection of noteworthy cases.
- [AML Compliance and Fraud Detection – How to Spot a Money Launderer and Prevent It](https://www.neotas.com/case-study/aml-compliance-and-fraud-detection-how-to-spot-a-money-launderer-and-prevent-it/): Our success story underscores the importance of having a comprehensive AML compliance program in place. Staying one step ahead of financial criminals requires continuous monitoring and up-to-date AML practices. Through our diligent efforts, we assist businesses in identifying and mitigating potential AML risks, safeguarding their reputation and financial integrity.
- [Enhancing ESG Risk Management Framework with Neotas’ OSINT Integration: Coller Capital’s ESG Report](https://www.neotas.com/case-study/esg-risk-management-framework-with-neotas-osint-integration/): Neotas is delighted to be chosen by Coller Capital, as a service provider for enhanced ESG due diligence on their investments, integrating OSINT into their ESG risk management framework.
- [How Open Source Intelligence (OSINT) is transforming enhanced due diligence and investigations in AML compliance](https://www.neotas.com/case-study/open-source-intelligence-osint-for-enhanced-due-diligence-aml-compliance/): Regulators are now expecting Financial Services Organizations (FSOs) to demonstrate how they take a true risk-based approach (RBA) to Enhanced Due Diligence and Customer Due Diligence to improve its effectiveness in early detection and prevention of financial crime.
- [Detecting Modern Slavery In Your Supply Chain using Open-source Intelligence](https://www.neotas.com/case-study/open-source-intelligence-for-supply-chain/): In this case study we will cover insights and knowhow on "How to Detect Modern Slavery In Supply Chain using Open-source Intelligence (OSINT)"

## Events
- [Key Insights from the OSINT, Journalism and the Modern Audience Conference: Implications for Due Diligence Professionals](https://www.neotas.com/events/osint-journalism-and-the-modern-audience/): 8th November 2024 - UK OSINT Community Seminar
- [ESG And Bribery Risks In Supply Chain Management – Key Insights & Webinar Recording](https://www.neotas.com/events/esg-and-bribery-risks-in-supply-chain-management/): Insights from the Webinar "Discover How To Navigate ESG And Bribery Risks In Your Supply Chain" held on 22 May 2024, hosted by Neotas.
- [Financial Crime Webinar: Harnessing Data to Combat Financial Crime: Insights from Industry Experts](https://www.neotas.com/events/financial-crime-webinar-2024/): In the ever-evolving battle against financial crime, the role of data has never been more critical. A recent panel discussion, chaired by Mike Harris of FCC Consulting, sponsored by Neotas, brought together industry experts to delve into this crucial topic of Financial Crime. The panel, consisting of Linda Basket from Computer Share, Sam Haslam from Neotas, and Tom Hammond from PWC, shared their insights on the current state of data usage in anti-money laundering (AML) compliance, the challenges organisations face, and the potential for new data sources and technologies to revolutionise the fight against financial crime. 
- [Neotas Showcases Cutting-Edge Risk Management Solutions at #RISK London 2023 Expo](https://www.neotas.com/events/neotas-risk-management-solutions-at-risk-london-2023-expo/): Neotas, a leading player in OSINT solutions for enhanced due diligence, participated  in the UK's foremost risk-focused expo, #RISK London 2023. This much-anticipated event took place on October 18-19, 2023, at the ExCel in London. 
- [Customer Due Diligence Webinar – Key Insights & Webinar Recording](https://www.neotas.com/events/customer-due-diligence-webinar/): Are You Doing More Customer Due Diligence Than You Need To? Implementing a true risk-based approach in onboarding and ongoing monitoring to balance costs and risk exposure to manage customer due diligence effectively.
- [Webinar: Open Source Intelligence (OSINT) in the Fight Against Financial Crime](https://www.neotas.com/events/open-source-intelligence-osint-in-the-fight-against-financial-crime/): A panel of financial crime, due diligence and open source intelligence experts will discuss the mounting regulatory pressure forcing financial services organisations to re-examine their AML controls and how open-source screening can improve combat financial crime.
- [Social Media Screening Webinar – Vero Screening x Neotas](https://www.neotas.com/events/events-social-media-screening-webinar/): Social Media Screening Webinar - Vero Screening x Neotas 
- [People-Centred Screening: Innovation in Employee Screening](https://www.neotas.com/events/people-centred-screening-innovation-in-employee-screening/): On 21 May 2020, Neotas will be presenting at the People-Centred Screening: Innovation in Employee Screening event hosted by REED Screening. The event will cover the latest innovation, Home Office insights, the DBS strategy and emerging trends in screening.
- [Bank of America Technology Innovation Summit](https://www.neotas.com/events/bank-of-america-technology-innovation-summit/): On Tuesday 12 November 2019, our co-founders Vipul Mishra and Ian Howard attended the Bank of America Technology Innovation Summit held in Paris. The agenda included a number of topics relevant across technology verticals, including developing consumer insights, managing big data, addressing security, tech leadership in ESG and capital raising. Our co-founders enjoyed sharing their story alongside leaders of other innovative technology companies.
- [The Future of Vetting – in partnership with REED](https://www.neotas.com/events/breakfast-briefing-7/): On 17 October 2019, REED screening and Neotas co-hosted an event entitled "The Future of Vetting". Jonathan Jacobi of Neotas hosted an interactive session, sharing the do's and don't's of social media screening, giving the audience clear takeaways to help implement effective candidate screening processes built for the modern era.
- [Innovate Finance – FinTech Partnerships in Focus](https://www.neotas.com/events/breakfast-briefing-6/): What's the key to a successful FinTech-FinTech Partnership? We were invited to Oaknorth HQ alongside our partner KRM22 to share our experience as partners, arguing that trust and transparency are key to a successful partnership.
- [UBS Future of Finance Challenge](https://www.neotas.com/events/ubs-future-of-finance-challenge/): The UBS Future of Finance Challenge 2019 is open to start-ups and established, growing companies that think they can change the way finance works and how banks meet their clients’ needs. We were delighted to be chosen as a Finalist of the Future of Finance Challenge by UBS, with our CEO & co-founder Vipul Mishra presenting in Singapore.
- [Waters Europe 2019](https://www.neotas.com/events/breakfast-briefing-5/): We were invited to pitch during a showcase session at Waters Europe 2019, hosted by Waters Technology. Our CEO Vipul was delighted to bag the award for Best Pitch on the night.
- [MLROs.com Conference Two](https://www.neotas.com/events/breakfast-briefing-3/): On Wednesday 12 June 2019, we sponsored and spoke at the MLROs.com Conference Two, hosted at the London offices of Winckworth Sherwood. Our CEO Vipul shared his views on ID & V in a Digital World and what's needed to future proof robust onboarding. The presentation was titled Putting the "K" back in "KYC", addressing the limitations with existing processes and the role that technology can play in enabling enhanced due diligence processes.
- [Neotas Networking – Investments and M&A](https://www.neotas.com/events/breakfast-briefing-2/): On Wednesday 22 May, Neotas hosted a networking evening with clients, peers and partners from across the Investment and M&A world. The evening began with an engaging panel discussion led by guest panellists, Dr. Mike Hicks of Catalysis Advisory, Carrie Osman of Cruxy & Company, and Nicholas Nicolaides of Symvan Capital. Our panellists brought unique viewpoints to the table and it was quickly apparent that parallels can be drawn between investment decisions, deal due diligence, and horse racing.
- [1LoD Summit](https://www.neotas.com/events/breakfast-briefing/): Neotas were delighted to co-sponsor the 1LoD Summit alongside GDFM. Held at the Dorchester Hotel, the Surveillance Summit was the first independent conference for the control functions that sit in the first line of defence - control functions initially employed by and located within the front office of the markets and banking divisions of investment banks and now being adopted more broadly across financial services firms.
- [Morgan Stanley FinTech Summit](https://www.neotas.com/events/event-11-5/): The Fintech Summit in New York brings together CEOs and senior executives from 60+ fintech companies with Morgan Stanley’s senior leaders in business, technology and operations to explore innovation opportunities across the firm’s technology ecosystem. Our CEO, Vipul Mishra was invited to share the story of Neotas and the ways in which new technology is changing the landscape of financial services.

## Life at Neotas
- [Week One at Neotas](https://www.neotas.com/life-at-neotas/week-one-at-neotas/): As the newest member of the team, let me introduce myself: I’m Sam and I started at Neotas a week ago. If you search for me online it’s likely that you’ll find several pictures of a man who is not me competing in Motocross competitions, or perhaps you’ll find a man in Utah who plays in a jazz band (also not me, unfortunately). If you’re lucky you may be able to find a twitter account which is possibly me, but with no real way of verifying.

## News
- [Neotas named in the Top 20 Financial Crime & Compliance Advisory 2026](https://www.neotas.com/news/neotas-top-20-financial-crime-compliance-advisory-2026/): July 2026 | Reading time: 4 minutes
- [Neotas: Enterprise Solution, Chartis TPRM Quadrant 2026](https://www.neotas.com/news/neotas-enterprise-solution-chartis-tprm-quadrant-2026/): July 2026 | Neotas
- [Neotas, Recognised Again by Chartis. This Time as Best-of-Breed in Adverse Media Monitoring](https://www.neotas.com/news/chartis-best-of-breed-in-adverse-media-monitoring/): Industry Recognition, May 2026
- [Neotas Named Finalist in Two Categories at The Drawdown Awards 2026](https://www.neotas.com/news/the-drawdown-awards-2026/): Neotas is pleased to announce that it has been named a finalist in two categories at The Drawdown Awards 2026:
- [Neotas Recognised as Market Disrupter in Chartis FCC50 2026 Report](https://www.neotas.com/news/neotas-recognised-as-market-disrupter-in-chartis-fcc50-2026-report/): Neotas has been recognised as a Market Disrupter in the Chartis FCC50 2026 report, a distinction awarded to fewer than 50 companies, selected from over 350 evaluated solutions.
- [Neotas Shortlisted for Specialist Due Diligence Provider of the Year – Real Deals PE Awards 2026](https://www.neotas.com/news/neotas-shortlisted-for-specialist-due-diligence-provider-of-the-year-real-deals-pe-awards-2026/): Neotas has been shortlisted for Specialist Due Diligence Provider of the Year at the Real Deals Private Equity Awards 2026, recognising its work delivering bespoke, intelligence-led due diligence for the private equity market.
- [Neotas team secures third place in Trace Labs Global OSINT Search Party competition](https://www.neotas.com/news/neotas-team-secures-third-place-in-trace-labs-global-osint-search-party-competition/): Neotas has secured third place globally in the recent Trace Labs OSINT Search Party, a competitive event that brings together intelligence professionals to support law enforcement in locating missing persons through open-source intelligence.
- [Neotas recognised in FinTech Global’s RegTech100 for 2026](https://www.neotas.com/news/neotas-recognised-in-fintech-globals-regtech100-for-2026/): Neotas has been recognised in FinTech Global’s RegTech100 for 2026, a global ranking of the most innovative technology companies shaping the future of risk, compliance and regulatory technology.
- [Neotas Recognised in BusinessCloud’s RegTech 50 for 2025](https://www.neotas.com/news/neotas-recognised-in-businessclouds-regtech-50-for-2025/): Neotas has been recognised in BusinessCloud’s RegTech 50 for 2025, which showcases the UK’s most innovative companies shaping the future of regulation, risk and compliance technology.
- [Neotas recognised as a Finalist in the Value Creation Firm of the Year 2025 by Actum Group](https://www.neotas.com/news/neotas-named-finalist-in-actum-group-pe-value-creation-awards-2025/): London, 15 October 2025
- [Symvan Capital’s Nina Carr interviews Neotas CEO & Co-founder, Vipul Mishra](https://www.neotas.com/news/neotas-and-symvan-capital/): Symvan Capital's Nina Carr interviews Neotas CEO & Co-founder, Vipul Mishra
- [Neotas Wins “The Fast Solution” Award at GFIN Greenwashing TechSprint Event](https://www.neotas.com/news/neotas-wins-gfin-greenwashing-techsprint/): The FCA is the regulatory body responsible for overseeing financial services in the United Kingdom. Through initiatives like the GFIN Greenwashing TechSprint, the FCA is at the forefront of fostering trust and transparency in the financial sector. 
- [Neotas And Raven Cyber Intelligence Solutions (RCIS) Join Forces To Expand Technology Offering And Strengthen Regional Coverage](https://www.neotas.com/news/neotas-and-raven-cyber-intelligence-solutions-rcis/): Neotas and Raven Cyber Intelligence Solutions (RCIS) Join Forces to Expand Technology Offering and Strengthen Regional Coverage
- [Neotas Joins NayaOne Marketplace For FinTechs](https://www.neotas.com/news/neotas-joins-nayaone-marketplace/): We at Neotas are delighted to join the NayaOne Marketplace for Fintechs. With this partnership, Neotas will be able to deliver invaluable support to financial institutions seeking enhanced due diligence services, help make well-informed decisions and effectively manage business risk through NayaOne's Digital Transformation Platform.
- [Neotas and Konfir partner to redefine the future of background screening](https://www.neotas.com/news/neotas-and-konfir-partner-to-redefine-the-future-of-background-screening/): This collaboration brings together two complementary services – instant employment verifications from Konfir and in-depth online reputational checks from Neotas. Together, we aim to reshape the way background screening is conducted, providing a more efficient and robust solution to employers and screening companies.
- [TIER appoints Neotas as Due Diligence partner](https://www.neotas.com/news/tier-appoints-neotas-as-due-diligence-partner/): As TIER continues to expand globally through acquisitions, it has selected Neotas to evaluate its suppliers. Neotas will leverage its Platform to analyse and monitor key risks as they arise. 
- [Neotas Partner With Leading HR Solutions Provider Zellis](https://www.neotas.com/news/neotas-partner-with-leading-hr-solutions-provider-zellis/): Our Technology
- [Neotas Team Uncover Missing Persons Intelligence in CTF Competition](https://www.neotas.com/news/neotas-team-uncover-missing-persons-intelligence-in-ctf-competition/): On Saturday 6th November, a team of Neotas employees joined forces to take part in the Global OSINT Search Party Capture The Flag (CTF) competition, organised by Trace Labs. 
- [Social Media Screening Webinar – Unveiling the benefits of Online Reputational Background Checks!](https://www.neotas.com/news/social-media-screening-webinar/): Neotas have teamed up with Vero Screening to bring you a brand new Social Media Screening webinar.
- [Neotas Amongst Planet Compliance & Deloitte’s 100 RegTech Dynamic Solutions ](https://www.neotas.com/news/neotas-amongst-planet-compliance-deloittes-100-regtech-dynamic-solutions/): Neotas are delighted to have been featured in the latest Planet Compliance RegTech Directory, in collaboration with Deloitte Luxembourg. The RegTech Directory highlights significant RegTech solutions that are market-leading, highly innovative or have succeeded in achieving scale. 
- [Neotas Compete Using OSINT Skills To Help In Missing Persons Cases](https://www.neotas.com/news/neotas-compete-using-osint-skills-to-help-in-missing-persons-cases/): On Sunday 7th August, the Neotas team competed against the world’s top open source intelligence (OSINT) experts in the latest Global OSINT Capture The Flag Search Party event. 
- [Neotas selected amongst KPMG Top Tech Innovators](https://www.neotas.com/news/neotas-selected-amongst-kpmg-top-tech-innovators/): We were delighted to have been shortlisted for the KPMG Private Enterprise Tech Innovators in the UK competition alongside such outstanding company.
- [Neotas Selected Amongst Top 300 Most Influential FinTech Companies of 2021](https://www.neotas.com/news/neotas-amongst-top-fintech-companies-2021/): The first edition of the publication this year includes the highly coveted list of the Top 300 Most Influential FinTech Companies of 2021.
- [SMCR Fit and Proper Test Deadline Approaches](https://www.neotas.com/news/smcr-fit-and-proper-test-deadline/): mber 2020, the FCA requested to extend the SMCR (Senior Managers & Certification Regime) deadline beyond December by the Treasury.
- [Neotas Compete With OSINT Specialists To Help Find Missing Children](https://www.neotas.com/news/neotas-compete-osint-specialists-ctf-feb-21/): On Sunday 21st February a Neotas team competed against the world's leading OSINT specialists in the latest global Capture the Flag event, organised by Trace Labs. The competition saw over 500 contestants from 290 teams compete to reveal new information on 5 missing persons cases from around the world. 
- [Neotas Launch New Background Screening Pricing Tool](https://www.neotas.com/news/neotas-launch-new-background-screening-pricing-tool/): Neotas Launch New Background Screening Pricing Tool
- [Enhanced Digital Background Screening for US Armed Forces](https://www.neotas.com/news/us-armed-forces-digital-background-screening/): In the aftermath of the attack on the US Capitol at the turn of the year, the topic of digital background screening for the police and armed forces has been in the public eye. 
- [Neotas Confirms Suitability for FPE Investment](https://www.neotas.com/news/neotas-confirms-suitability-for-fpe-investment/): Neotas conducted due diligence on behalf of FPE Capital, the software & services focused lower mid-market growth investor, as they sought to invest in mental health platform Togetherall. 
- [Neotas surpasses 100 MDD cases for Catalysis](https://www.neotas.com/news/neotas-100-management-due-diligence-catalysis/): Neotas surpasses 100 Management Due Diligence (MDD) cases for Catalysis
- [Neotas Assists EIA Combat Wildlife Trafficking](https://www.neotas.com/news/neotas-assists-eia-combat-wildlife-trafficking/): Neotas are proud to support and assist the Environmental Investigation Agency (EIA) in their efforts to investigate environmental crime. In a recent report published by EIA, they highlighted the threat towards Asia’s leopard population. The leopard numbers are shrinking as they are hunted and killed illegally to meet the growing demand for their body parts. A number of Chinese pharmaceutical companies named in the report list leopard bone as an ingredient for their medical products.
- [Helping find missing people. Neotas finishes in top 10 again](https://www.neotas.com/news/helping-find-missing-people-neotas-finishes-in-top-10-again/): By the end of the six-hour event we had secured 8th place out of over 120 teams. This was our third top-10 finish in six OSINT Catch the Flag competitions and an incredible achievement for all involved. To place so highly among our most skilled peers is a real testament to the quality of the OSINT skills and techniques that the analyst team at Neotas has developed.  
- [Neotas Partners with Graydon UK to Combat Commercial Fraud](https://www.neotas.com/news/neotas-partners-with-graydon-uk-to-combat-commercial-fraud/): Neotas Partners with Graydon UK to Combat Commercial Fraud
- [Neotas Joins EIT Digital Accelerator](https://www.neotas.com/news/neotas-joins-eit-digital-accelerator/): EIT Digital’s Accelerator provides customised growth support for tech scaleups that want to grow their businesses across Europe. By joining EIT Digital, Neotas will be able to expand its Due Diligence portfolio, continuing to provide a true background and behaviour overview of individuals and companies you could be investing in.
- [Neotas Selected for ING FinTech Lab](https://www.neotas.com/news/neotas-selected-for-ing-fintech-lab/): Last month ING ran a series of demo sessions as part of their ING labs Brussels 2020 programme. Neotas has been involved in this initiative from an early stage and were chosen from over 350 companies to take part. We were onboarded at the start of the year along with six other innovative fintech companies. 
- [Neotas Partners with Vero to Take Employment Screening to Next Level](https://www.neotas.com/news/neotas-partners-with-vero-to-take-employment-screening-to-next-level/): Last month we confirmed our partnership with Vero, one of the UK's leading employment screening providers. This is a very exciting partnership for everyone at Neotas. 
- [Neotas Showcase OSINT Debt Recovery Capabilities At Indesser Workshop](https://www.neotas.com/news/neotas-osint-debt-recovery-at-indesser-workshop/): We were delighted to join Indesser, the UK’s leading intermediary debt recovery practitioner, for their recent workshop series.
- [Online Due Diligence Specialists Neotas selected for ING Labs Brussels](https://www.neotas.com/news/online-due-diligence-specialists-neotas-selected-for-ing-labs-brussels/): Neotas – a leading provider of online due diligence for the financial services sector – has been selected out of 350 global companies to join ING Labs Brussels.
- [Neotas shortlisted for RegTech Insight Awards 2020. Voting now open!](https://www.neotas.com/news/neotas-shortlisted-for-regtech-insight-awards-2020-voting-now-open/): The RegTech Insight Awards celebrate providers of leading RegTech solutions, services and consultancy. These awards are uniquely designed to recognise both start-up and established providers who are creatively finding solutions to help with regulatory challenges, and span a wide range of regulatory requirements.
- [Neotas selected as one of The Most Influential Financial Technology Companies in 2020](https://www.neotas.com/news/neotas-selected-as-one-of-the-most-influential-financial-technology-companies-in-2020/): 3 March 2020 –  Neotas has been named one of The Most Influential Financial Technology Companies 2020 as featured in the Financial Technologist Magazine.
- [Neotas Achieve ISO 27001 Certification](https://www.neotas.com/news/announcing-iso-27001-certification/): Neotas, a leading enhanced due diligence specialist, is proud to announce the achievement of the ISO 27001 certification, an internationally recognised standard which validates the organisation’s success in achieving optimal information security and risk management.
- [Neotas selected for inaugural Ashurst FinTech Legal Labs](https://www.neotas.com/news/neotas-selected-for-inaugural-ashurst-fintech-legal-labs/): Ashurst has announced the first cohort of businesses for FinTech Legal Labs, a three-day accelerator programme designed to provide FinTech businesses with legal support and access to investors and leading financial institutions.
- [Planet Compliance shine the business spotlight on Neotas](https://www.neotas.com/news/planet-compliance-shine-the-busines-spotlight-on-neotas/): Neotas is an online due diligence company. We provide deep insight on risk by interrogating social media, the deep and the dark web. We help our clients reduce fraud, avoid bad hires and comply with the latest regulatory guidelines. Our services are scalable, cost-effective and apply a unique blend of AI technology and human analytics for smarter risk management.
- [Finalist Of The UBS Future Of Finance Challenge – Smart Risk Management](https://www.neotas.com/news/finalist-of-the-ubs-future-of-finance-challenge-smart-risk-management/): The UBS Future of Finance Challenge 2019 is open to start-ups and established, growing companies that think they can change the way finance works and how banks meet their clients’ needs. We were delighted to be chosen as a Finalist of the Future of Finance Challenge by UBS, with our CEO & co-founder Vipul Mishra presenting in Singapore on 10 October 2019.
- [Helping safeguard companies against reputational damage is aim of new Innovate UK-backed partnership](https://www.neotas.com/news/helping-safeguard-companies-against-reputational-damage-is-aim-of-new-innovate-uk-backed-partnership/): Safeguarding businesses against reputational damage is the focus of a new partnership between leading online due diligence company Neotas and artificial intelligence (AI) experts at the University of Essex.
- [5 Minutes With Ian Howard On Neotas](https://www.neotas.com/news/5-minutes-with-ian-howard-neotas/): In the latest instalment of our HR executive interview series, we talk to Neotas Director Ian Howard about his company, industry trends and careers advice…
- [Waters Technology 2019](https://www.neotas.com/news/waters-technology-2019/): On 2 July 2019, we were invited to speak at Waters Technology 2019
- [Neotas partners with KRM22 to help firms mitigate risk and evidence SMCR compliance](https://www.neotas.com/news/neotas-partners-with-krm22-to-help-firms-mitigate-risk-and-evidence-smcr-compliance/): Neotas announce a partnership agreement with KRM22 plc, the technology and software investment company, with a particular focus on risk management in capital markets. The specialist SMCR screening provided by Neotas enables firms to better understand online reputational risks and evidence compliance, supporting the mandatory due diligence requirements of a person’s honesty and integrity as part of the Fit and Proper assessment.
- [Inside Accenture’s London FinTech Innovation Lab 2019](https://www.neotas.com/news/inside-accentures-london-fintech-innovation-lab-2019/): On 17 January 2019, Neotas were proud to be selected as a finalist to join the Accenture FinTech Innovation Lab of 2019.
- [Neotas win Pimfa Fintech Competition!](https://www.neotas.com/news/neotas-win-pimfa-fintech-competition/): Neotas win PIMFA Fintech Competition!
- [Neotas featured in Private Equity International](https://www.neotas.com/news/neotas-featured-in-private-equity-international/): Unseen red flags – as featured on: Private Equity International
- [Management due diligence on Quill for PG Equity](https://www.neotas.com/news/management-due-diligence-on-quill-for-pg-equity/): Last year, Neotas provided management due diligence for PG Equity. PG Equity made an investment of development capital into Quill, and we wish them all the best.
- [AlphaWeek Q&A with Vipul Mishra, co-founder of Neotas](https://www.neotas.com/news/alphaweek-qa-with-vipul-mishra-co-founder-of-neotas/): Follow the link below to read co-founder Vipul’s interview with AlphaWeek’s Greg Winterton.
- [Neotas & Blackstage Forensics announce Partnership](https://www.neotas.com/news/neotas-blackstage-forensics-announce-partnership/): Neotas is adding to their current Vulnerability Assessment capacity by collaborating with David Benford at Blackstage Forensics. Blackstage Forensics have an extensive history working with television networks and high profile celebrities to lock down online threat vectors. As such, Blackstage Forensics & Neotas will leverage their strategic partnership to bring improved security to the wider community.
- [Neotas are listed in the 2017 RegTech Markets Directory](https://www.neotas.com/news/neotas-are-listed-in-the-2017-regtech-markets-directory/): Amidst the other 460 entries, Neotas feature on the RegTech Market Directory. This directory lists entities of note in the RegTech world in 2017. It’s maintained by RegTech markets, and is an authoritative source of the marketplace. It’s great news for Neotas to be mentioned on it. Feel free to look at our entry here, and to have a look through the directory at other businesses of note.
- [Neotas provide due-diligence for Souter Investments](https://www.neotas.com/news/neotas-provide-due-diligence-for-souter-investments/): Neotas are proud to announce our involvement in the following deal for investment in CoachHire:
- [Neotas News: Innovative platform gives finance providers a true picture of people they invest in](https://www.neotas.com/news/innovative-platform-gives-finance-providers-a-true-picture-of-people-they-invest-in/): An innovative platform developed by a UK-based fintech company could help investors to safeguard their money...
- [Neotas News: Fintech Firm Aims to Transform Due Diligence and Compliance](https://www.neotas.com/news/fintech-firm-aims-to-transform-due-diligence-and-compliance/): Read the full story at www.fintech.finance/01-news/fintech-firm-aims-to-transform-due-diligence-and-compliance/
- [Neotas News: Fintech company offers enhanced fraud insight for industry](https://www.neotas.com/news/fintech-company-offers-enhanced-fraud-insight-for-industry/): TAGS: Fintech company offers enhanced fraud insight for industry

## Resources
- [FCA Findings on Risk Assessment Processes](https://www.neotas.com/resource/fca-findings-on-risk-assessment-processes/): IntroductionIn November 2025, the Financial Conduct Authority (FCA) released its latest review into how UK firms manage financial-crime risks through their Business-Wide Risk Assessments (BWRA) and Customer Risk Assessments (CRA). The findings reveal a mixed landscape: some firms are demonstrating genuinely robust practice, while many others still fall short of regulatory expectations.
- [Provision 29 – UK Corporate Governance Code](https://www.neotas.com/resource/provision-29-uk-corporate-governance-code/): As organisations adapt to evolving governance expectations, many are now integrating learnings from the UK Corporate Governance Code, particularly the focus brought in through Provision 29. Although Provision 29 is targeted at public companies, its underlying principles of control effectiveness, risk transparency, and evidence-led assurance are increasingly being adopted by institutional investors to strengthen diligence and post-deal monitoring.
- [BIS 50% Beneficial Owner Rule – Practical guide for compliance teams](https://www.neotas.com/resource/bis-50-beneficial-owner-rule/): How does the BIS 50% Beneficial Owner Rule change traditional export control compliance?The BIS 50% Rule shifts export control compliance from a static, list-based approach to a dynamic, ownership-driven framework. It extends restrictions to any entity owned 50 percent or more, directly or indirectly, by one or more parties on the Entity List or Military End User List. This means compliance teams must identify and verify ownership chains rather than relying on name-based screening alone.

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